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National Advisory Council on Nurse Education and Practice: Third Report to the Secretary of Health and Human Services and the Congress

 

II. Title VIII and the Nursing Shortage

Congress reacted to the pervasive nursing shortage and its implications for provision of health care to the Nation's population by passing legislation in 2002 designed to stimulate the growth of the nursing profession and to enhance the attractiveness of nursing as a profession. The Nurse Reinvestment Act (NRA), Public Law 107-205, was signed August 1, 2002. While retaining the provisions of Title VIII as set forth in Public Law 105-392, the NRA enhanced several of those provisions and established new initiatives to further the recruitment and retention of nurses. At its November 2002 meeting NACNEP focused its attention on the provisions of the NRA and on providing advice to the Division of Nursing, BHPr, HRSA in implementing these provisions.

In passing the NRA, Congress was looking toward both increasing recruitment into nursing and retaining those already in the field through providing support for career enhancement and development. In order to retain nurses in the workforce through better job satisfaction and career advancement, it provided the means by which nurses could expand their clinical knowledge and skills to better qualify them to deliver care in the complex arena of today's health care. In recognition of the role that the involvement in decision-making plays in increased nurse job satisfaction and improved patient care, Congress provided for support to programs that enhance collaboration and communication among nurses and other health care professionals and promote nurse involvement in health facilities' organizational and clinical decision-making. Mindful of the need to take care of an aging population, Congress specifically provided for educational programs for nurses in providing geriatric care for the elderly.

Staff of the Division of Nursing, charged with the responsibility for carrying out the NRA provisions, made a detailed analysis of each aspect of this new legislation and developed key questions relevant to the interpretation of these legislative mandates. NACNEP's advice, along with that of professional organizations with membership from and interests in the nursing community, was used in devising the implementation plans pertinent to these new initiatives.

All concerned with the critical issues facing nursing, Congress, the Department of Health and Human Services, NACNEP and the nursing community at large, felt the need to implement these new initiatives as rapidly as possible. Funds were appropriated in February 2003. The Request for Applications was made available toward the end of April 2003 and the funding of grants was accomplished in September 2003.

Building Career Ladders

As a means of retaining personnel in the health care area the NRA added to Section 831 of Title VIII provisions for grants to encourage nursing career ladders. The career ladder grant program had two aspects to it: promoting career ladders and assisting individuals. As indicated in the legislation Congress saw this program as one that would "promote career advancement for nursing personnel in a variety of training settings, cross training or specialty training among diverse population groups, and the advancement of individuals including to become professional nurses, advanced education nurses, licensed practical nurses, certified nursing assistants, and home health aides." NACNEP agreed with the interpretation that the intent of these provisions was to focus on both recruiting individuals into the nursing workforce and to retain in nursing those who have already shown an interest in working with people in need of nursing interventions.

In response to questions about the educational levels to be considered, the Council stressed that the focus should be on pathways and career mobility models that would further the achievement of NACNEP's goal that by 2010 two-thirds of the RN workforce should have at least a baccalaureate degree and, also, help to develop those eligible to become faculty members. As shown in the First and Second Reports of NACNEP to the Secretary and Congress, both these objectives are critical to the assurance of an adequate, appropriately qualified, nurse workforce. A recent study carried out by researchers in the school of nursing in the University of Pennsylvania provided additional support for NACNEP's educational goal. The authors of this study of staffing in surgical units in hospitals concluded that surgical patients had greater survival advantages and were more likely to survive serious complications if higher proportions of the direct-care RNs had baccalaureate or higher degrees. (Aiken, 2003)

The Council recommended that the new career ladder projects should be based on existing models of articulation and "accelerated" tracks. The Council felt that individual projects should not be required to include multiple educational levels. However, the Council indicated that the overall goal to be accomplished was that of articulation through the RN. NACNEP itemized several outcome measures that it felt would appropriately reflect the intent of these legislative provisions. Among these were: progress within individual projects; numbers graduating and obtaining licensure as a result of funded programs; the future advancement through the nursing educational levels and the retention within the workforce of those attending the funded programs, and the impact of these programs in increasing the capacity for providing health care to reduce health disparities of the population.

The overwhelming response to the request for applications for the Career Ladder Program with 301 applications in the little over one month's time given for response demonstrated the potential for the program to make a difference in increasing the nurse supply. Of the applications received, 276 were eligible for review and 116 were approved through the peer review process. But, because of the limited amount of money available for the program, only 11 of the approved applications could be funded. (See Chart 1.) Five of the 11 funded grants were for articulation of education programs for nursing personnel. Of the six others, three provided accelerated pathways for RN education for second-degree students; two related to increasing access to specialty education for the preparation of nurse faculty, and one covered multiple purposes.

Chart 1: Number of Applications in New NRA Initiatives, FY 2004

Chart 1: NUMBER OF APPLICATIONS IN NEW NRA INITIATIVES, FY2004 [D]

Enhancing Patient Care Delivery Systems

Another amendment to Section 831 of Title VIII designed to assist with nurse retention, as well as assist in enhancing patient care, called for grants related to collaboration and communication among nurses and other health professionals and to promotion of nurse involvement in the organizational and clinical decision-making processes of a health care facility. Considerable documentation exists in the literature about the increased job satisfaction leading to improved nurse retention and better patient care that comes from increased collaboration, including good physician-nurse relations, and nurse involvement in the institutional structure and decision-making process. These organizational characteristics are key variables in "Magnet" hospitals, those identified as having good success in recruiting and retaining their nurse workforce.

NACNEP, in reviewing the considerations for implementation, discussed whether there should be differing funding levels based on the size and scope of the services of the institution in which the program was to be carried out. Consistent with its continuing support of interdisciplinary education and practice NACNEP defined "collaboration" for purposes of this provision as activities among the variety of health care disciplines such as physician-nurse interaction.

Since the main purpose for including provisions related to collaboration and communication and nurse involvement in organizational and clinical decision-making was to improve the retention of nurses so that the quality of patient care would be increased, the Council itemized the outcome measures needed to accomplish enhanced patient care. These included consistency of care and continuity of the caregivers; evidence-based practice; good physician-nurse relations; interdisciplinary team standards of practice; nursing's involvement in institutional structure; use of standardized instruments to measure outcomes, and acuity-sensitive staffing.

Out of the 125 submitted applications 108 were considered eligible for review. Among those, 35 were approved and 14 of the approved applications were funded under the provisions of this program. These funded grants all spoke to improving team communications, patient care and/or patient safety, and nursing governance. The entities directly involved in the activities to be carried out within these grants reflect an interesting mix of institutions and consortiums including 103 rural hospitals, 22 disproportionate share hospitals, 105 acute care hospitals and 100 long-term care institutions.

Internships and Residencies

Section 831 was also amended to provide for awards for the purpose of "developing and implementing internship and residency programs to encourage mentoring and the development of specialties." The Council considered the questions posed to it in the light of the intent of this legislative provision to enhance the ability to retain nurses.

Of particular importance to the interpretation of this provision was the scope of its coverage. Should it encompass programs designed for students prior to graduation from the nursing educational program or those designed for nurses who are reentering practice? Given the focus on retention of nurses, the Council advised that awards under this provision should benefit nurse graduates and registered nurses. They should be helpful in assisting the transition of nurses into the workforce setting; provide the means to better deal with the complex health care arena, and assist with the transition into specialty areas. Although several Council members spoke positively about including student internships in the implementation, NACNEP was mindful of this provision's legislative intent to educate nurses to remain in the workforce or to change nurse specialties with its implication that the nurse interns and/or residents be active members of the workforce.

The scope of the programs to be supported also engendered considerable discussion. It was agreed that the programs should contain both didactic and clinical aspects but questions arose as to how much should be learning and how much service. In terms of the latter, it was agreed that care needs to be taken that the individual is in a learner rather than a practitioner role. Questions of length, minimum requirements or standardization were addressed with the overall consideration of allowing for creativity and flexibility.

The Council considered the outcomes to be sought in determining the success of the program in retaining nurses. Among these were the reduction in turnover (except promotion, considered "good" turnover); reduction in vacancy rates in high-need clinical areas, and increased job satisfaction. For the programs, it was important that needed resources including people, time, expertise, and training for the mentors be provided and that there be an overall plan for retention of nurses.

Of the 125 applications submitted for funding under this program, 98 were eligible and reviewed and 52 were approved. However, again, the limited amount of funds available resulted in only 14 of the 52 approved submissions being funded. Half of the 98 applications considered appropriate for review included more than one of the three purposes for which it was determined that grants would be made. Among those submitted for a single purpose, only five were to implement the purpose of returning RNs to the workforce. The purpose of providing graduate nurse transition into the first professional role attracted 26 of the 98 applications and that of changing a nursing specialty, 18 applications. Both of these latter purposes are critically important to creating a nurse workforce capable of quality patient care and enhancing patient safety. Studies show that newly graduated nurses have considerable uncertainties about their role and ability to function effectively in the health care setting.

Comprehensive Geriatric Education

Title VIII was further amended by the NRA to include Section 855 calling for "programs and initiatives to train and educate individuals in providing geriatric care for the elderly." Eligible entities to receive grants under this provision were schools of nursing, programs leading to certification as a certified nurse assistant (CNA), health care facilities, and partnerships between a facility and a school or a CNA program. Section 855 provided that the purposes for which the grants were to be awarded in connection with geriatric care were to provide training to individuals giving care; develop and disseminate curricula; train faculty members, and provide continuing education to those providing care.

In determining coverage of the provision, NACNEP advised that individuals providing care should have a broad interpretation within the nursing community. It suggested that, among the purposes for these grants, the focus should be on continuing education, strengthening nursing faculty, and strengthening geriatric content in nursing curricula. The Council thought that programs under these grants could appropriately include English-as-a-second-language/linguistic competence and multidisciplinary training. As required in the legislation, the Council suggested effective and efficient coordination should be demonstrated with local/State Geriatric Education Centers, where appropriate. NACNEP also thought that the proposed programs should be required to demonstrate that recipients had achieved competency in geriatrics.

A total of 98 applications were received for this initiative of which 77 were eligible and reviewed. Thirty of those reviewed were approved with 17 of these funded. These grants will provide education/training for RNs providing care to older adults to enhance their leadership skills and to increase their knowledge base in geriatrics. As leaders in geriatric nursing, the RNs will provide training in geriatrics for licensed practical nurses and CNAs.

Nurse Faculty Loans

In addition to the new competitive grant programs described earlier, the NRA also included another new program of particular significance. The Nurse Faculty Loan Program (Section 846A) is specifically geared to increasing the pool of nurses prepared to be faculty members in schools of nursing. As described in Chapter I, NACNEP focused the work of its prior year on the critical shortage of nurse faculty members noting that "a well-qualified faculty is the foundation of a well-qualified nurse workforce." The current lack of sufficient numbers of faculty members serves as a serious deterrent to attempts to expand the nursing student body. The agreement entered into with each institution carrying out a loan program under this NRA provision provides for the recruitment of nurses to become full-time students to prepare as nurse faculty with loans up to $30,000 per year for 5 years which may be used for full tuition, fees, books and other educational expenses. Retention of loan recipients as faculty members is encouraged through a loan cancellation provision that would cancel 85 percent of loan and interest for working full-time as a faculty member in a school of nursing. Of the 65 applications received from institutions, 55 were complete and eligible for funding. However, once again, the limited funds available meant that the 55 schools of nursing received only 29 percent of the almost $10,000,000 in total funds they requested.

Nurse Scholarship Program

The NRA also amended Section 846 of Title VIII to provide for a scholarship program in addition to the loan repayment program. This program provides scholarships to nursing students in exchange of a service commitment of at least two years on a full-time basis, or the equivalent on a part-time basis, at an eligible health facility with a critical shortage of nurses. Eligible individuals could be those enrolled or accepted for enrollment in a school of nursing on a full or part-time basis. Congress specifically provided that preference be given to qualified applicants with the greatest financial need.

The Council in its review of this program suggested that enrollment should be considered full-time in accordance with the individual school's definition and that part-time enrollment should be half that of full-time. It recommended that priority be given to entry-level students to increase the nurse supply. The Council also considered the service provisions and recommended that a four-year time frame be established for completion of the service requirements.

Given the intent in awarding scholarships to increase the nurse supply, it was determined that preference be given to full-time students and in undergraduate programs. The scholarships include an amount for tuition, fees and other reasonable educational costs. Full-time students also receive a monthly stipend of $1,098. Of the approximately 4,400 eligible applications received, about 500 met the first preference (full-time students with no expected family contributions). Of these 500, 81 recipients received awards totalling $3,308,016. Given the total request, about $15 million additionally would have been required to fund the remaining eligible applications with first preference.

Looking Toward the Future

The addition of the initiatives in the NRA to those already in Title VIII is seen by NACNEP and other segments of the nursing community as important steps toward overcoming the critical nursing shortage. Given the relatively short period of time allowed, the large response of the nursing community to these new initiatives documented the need. However, as the data in Chart 2 show, only a relatively small proportion of the submitted projects that were considered worthwhile could be funded with the appropriations available.

Chart 2: Requested Finding in Approved Applications and Awards in NRA Initiatives, FY 2004

Chart 2: REQUESTED FINDING IN APPROVED APPLICATIONS AND AWARDS IN NRA INITIATIVES, FY 2004 [D]